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  2. List of securities examinations - Wikipedia

    en.wikipedia.org/.../List_of_securities_examinations

    Series 56 – Proprietary Trader Qualification Exam; Series 57 – Securities Trader Qualification Exam [7] Series 62 – Corporate Securities – Limited Representative Exam (Discontinued) Series 63 – Uniform Securities Agent State Law Exam* Series 65 – Uniform Investment Adviser Law Exam* Series 66 – Uniform Combined State Law Exam ...

  3. Series 7 exam - Wikipedia

    en.wikipedia.org/wiki/Series_7_Exam

    In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and ...

  4. Washington State Department of Licensing - Wikipedia

    en.wikipedia.org/wiki/Washington_State...

    The Washington State Department of Licensing (DOL) is a department of the Washington state government that administers vehicle and vessel registration and issues driver's licenses. It also regulates licensing for certain professions, including architects, cosmetologists, geologists, private investigators, real estate brokers, and security ...

  5. Washington plans to stop requiring bar exam, but alternatives ...

    www.aol.com/washington-plans-stop-requiring-bar...

    The claim: The state of Washington no longer requires passing the bar exam to get a law license. A March 19 Facebook post makes a claim about legal education in the Pacific Northwest. "You no ...

  6. Real estate agents and brokers - Wikipedia

    en.wikipedia.org/wiki/Real_estate_broker

    College graduates fall into this category once they have completed the state-required courses as well. California allows licensed attorneys to become brokers upon passing the broker exam without having to take the requisite courses required of an agent. Commonly more coursework and a broker's state exam on real estate law must be passed.

  7. Series 6 exam - Wikipedia

    en.wikipedia.org/wiki/Series_6_Exam

    In the United States, the investment company products/variable life contracts representative exam, is commonly referred to as the Series 6 exam. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products: Mutual funds; Closed-end funds on the initial offering only; Unit investment trusts; Variable ...

  8. Full list of Washington high school baseball state tournament ...

    www.aol.com/full-list-washington-high-school...

    The 2023 high school baseball state tournaments begin this week. ... Full list of Washington high school baseball state tournament first-round pairings. Lauren Smith. May 15, 2023 at 4:03 PM ...

  9. Financial Industry Regulatory Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Industry...

    The NASD was founded on September 3, 1936 as Investment Bankers Conference, Inc. [9] and, on August 7, 1939, was registered under the name National Association of Securities Dealers, Inc. [10] as a national securities association with the SEC under authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934, [11] which allowed it to supervise the conduct of its ...