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SEBI has to be responsive to the needs of three groups, which constitute the market: issuers of securities; investors; market intermediaries; SEBI has three powers rolled into one body: quasi-legislative, quasi-judicial and quasi-executive. It drafts regulations in its legislative capacity, it conducts investigation and enforcement action in ...
The Securities and Exchange Board of India Act, 1992 is an act that was enacted for regulation and development of securities market in India. It was amended in the years 1995, 1999, and 2002 to meet the requirements of changing needs of the securities market.
Securities and Exchange Board Of India (Mutual Funds) Regulations, 1996 is a set of regulations in India that govern mutual funds. It is enforced by the Securities and Exchange Board of India (SEBI). The regulations have been primarily designed to protect the investors. [1] This replace an older set of regulations from 1993.
These regulations apply to all pooled investment funds registered in India which received capital from Indian or foreign investors. [1] These were made to regulated funds that were not covered under the SEBI (Mutual Funds) Regulations, 1996; SEBI (Custodian Of Securities) Regulations, 1996 and any other regulations of SEBI. [2]
However, before conducting such searches SEBI must obtain a warrant from a Mumbai court. [8] Any unregistered scheme with a capital of more than a ₹100 crore was deemed a collective investment scheme, allowing SEBI to regulate it. [2] Under pre-existing regulations, all collective investment schemes had to register with SEBI.
Securities and Exchange Board of India (SEBI) Banking Codes and Standards Board of India (BCSBI); Forward Markets Commission (FMC) Insolvency and Bankruptcy Board of India (IBBI) Insurance Regulatory and Development Authority (IRDAI) Pension Fund Regulatory and Development Authority (PFRDA) National Financial Reporting Authority (NFRA)
For example, SEBI has issued regulations on insider trading, market manipulation, and disclosure requirements for listed companies. Market Operations: SEBI regulates the operations of the securities markets in India, including stock exchanges, brokers, and other market intermediaries. It has issued regulations on the conduct of brokers and ...
Qualified institutional placement (QIP) is a capital-raising tool, primarily used in India and other parts of southern Asia, whereby a listed company can issue equity shares, fully and partly convertible debentures, or any securities other than warrants which are convertible to equity shares to a qualified institutional buyer (QIB).