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The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
Created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the Exchange Act or the 1934 Act), SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, among ...
Schedule 13D, within 10 days anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company must tell the SEC. SEA 1934 §13 or 15(d) requires an annual report; Form 10-K, the basic information required by the US Securities and Exchange Commission as an annual report
Election Day in New Jersey is Tuesday, Nov. 5. Residents wishing to cast ballots early at in-person polling places will be able to do so from Oct. 26 to Nov. 3.
Still, media coverage of voting on shareholder resolutions tends to focus on whether the proposal received a majority of votes, which occurs in a very small but increasing proportion of cases. According to SEC rules, defeated resolutions may be resubmitted only if they pass certain election hurdles (percentage of affirmative votes).
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Here are answers to some basic questions about Election Day 2023 in North Jersey, including when polls close, how to figure out what voting district you're in, where to find out your polling ...
New Jersey is split almost down the middle between the New York City media market and Philadelphia media market, respectively the largest and fourth-largest markets in the nation. As a result, campaign budgets are among the largest in the country. In a 2020 study, New Jersey was ranked as the 16th easiest state for citizens to vote in. [3]