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The president also designates one of the commissioners as chairman, the SEC's top executive. Service may continue past term expiration [1] up to eighteen additional months. [2] This page is sorted by president and date of appointment; a second list sorts the page by SEC member's employment with private firms.
According to former SEC employee and whistleblower Darcy Flynn, also reported by Taibbi, the agency routinely destroyed thousands of documents related to preliminary investigations of alleged crimes committed by Deutsche Bank, Goldman Sachs, Lehman Brothers, SAC Capital, and other financial companies involved in the Great Recession that the SEC ...
A new report on former employees of the Securities and Exchange Commission (SEC) who take new jobs at companies or with clients that are regulated by the commission not only documents traffic ...
In 2010, the SEC opened an insider trading investigation of SAC [4] and in 2013 several former employees were indicted by the U.S. Department of Justice. [5] In November 2013, the firm itself pleaded guilty to insider trading charges and paid $1.2 billion in penalties (in addition to $616 million already paid to the SEC). [6]
The U.S. Securities and Exchange Commission has started questioning current and former employees about allegations of sexual harassment against Miami Beach Mayor Steven Meiner, according to two ...
At the SEC Speaks event in Washington, D.C. Tuesday, Peirce blamed SEC employees for “the dwindling of genuine commission and staff engagement with the public.”
H. David Kotz, [1] [2] also known as Harold David Kotz (born June 24, 1966), is a managing director at Berkeley Research Group. [1] [2] While Inspector General at the U.S. Securities and Exchange Commission (SEC), Kotz investigated why the SEC failed to detect the $19 billion Madoff fraud.
The SEC is the first major federal agency to employ teleworking in an effort to contain the virus' spread. ... The unidentified employee was informed by a doctor that they may have been infected ...