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  2. Joseph P. Kinneary United States Courthouse - Wikipedia

    en.wikipedia.org/wiki/Joseph_P._Kinneary_United...

    The courthouse is located along the Scioto River by Battelle Riverfront Park (part of the Scioto Mile).It is named after Joseph Peter Kinneary, a former judge. [2]The building is mainly used by the U.S. District Court, Southern District of Ohio and the Sixth Circuit Court of Appeals.

  3. Financial Industry Regulatory Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Industry...

    The NASD was founded on September 3, 1936 as Investment Bankers Conference, Inc. [9] and, on August 7, 1939, was registered under the name National Association of Securities Dealers, Inc. [10] as a national securities association with the SEC under authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934, [11] which allowed it to supervise the conduct of its ...

  4. List of United States federal courthouses in Ohio - Wikipedia

    en.wikipedia.org/wiki/List_of_United_States...

    Following is a list of current and former courthouses of the United States federal court system located in Ohio.Each entry indicates the name of the building along with an image, if available, its location and the jurisdiction it covers, [1] the dates during which it was used for each such jurisdiction, and, if applicable the person for whom it was named, and the date of renaming.

  5. Bricker Federal Building - Wikipedia

    en.wikipedia.org/wiki/Bricker_Federal_Building

    The John W. Bricker Federal Building is a federal office building in Downtown Columbus, Ohio.The structure was designed in the Brutalist architecture style and was built in 1977 to house federal offices.

  6. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...

  7. Michael B. Coleman Government Center - Wikipedia

    en.wikipedia.org/wiki/Michael_B._Coleman...

    The Coleman Center (right), among other municipal offices and the City Commons park. The Michael B. Coleman Government Center is an eight-story, 196,000-square-foot (18,200 m 2) municipal office building. [1]

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  9. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    The Trading and Markets division oversees self-regulatory organizations (SRO's) such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry.