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NISA Investment Advisors (NISA) is an American asset management firm headquartered in Clayton, Missouri. Despite the large size of its assets under management (AUM), the firm maintains a low profile.
On September 29, 2009, a second amended consolidated complaint was filed. [31] The complaint also named as defendants the placement agent for the funds; Citco, the fund administrator and sub-custodian of the funds which calculated the net asset value (NAV) of the funds; and PricewaterhouseCoopers, the auditor of the funds.
In the 1990s SEI launched a wealth management operating platform for independent, fee-based investment advisors. [citation needed] In 1994, SEI was an early investor of LSV Asset Management and currently still holds a significant stake in the firm. [6] In 2012 SEI was sued by investors in connection with the financial crimes committed by Allen ...
Complaints lodged with the BBB fell about 7%, to 927,000. In practical terms, those numbers suggest that more Americans are being smart about their shopping, looking into businesses' reputations ...
An asset management company (AMC) is an asset management / investment management company/firm that invests the pooled funds of retail investors in securities in line with the stated investment objectives.
Osaic, formerly known as Advisor Group, is an American wealth management firm. [1] The firm serves approximately 11,600 financial professionals managing more than $653 billion in assets. [ 2 ] While Osaic was initially a network of independent broker-dealers, in 2023, the company began the process to integrate all the firms under the Osaic ...
President-elect Trump's adviser on government efficiency, Elon Musk, called for eliminating the Consumer Financial Protection Bureau.
Harry M. Markopolos (born October 22, 1956) is an American former securities industry executive and a forensic accounting and financial fraud investigator.. From 1999 to 2008, Markopolos uncovered evidence that suggested that Bernie Madoff's wealth management business was a huge Ponzi scheme.