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The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions and 10 unscored questions. Candidates have 150 minutes to complete the exam.
The Series 66 is a professional licensing exam for investment advisor representatives (IARs). Those who want to become IARs or securities agents must pass both the Series 66 and Series 7...
The examination (also called the “Series 66”) is designed to qualify candidates as both securities agents and investment adviser representatives. The exam covers topics that have been determined to be necessary to provide investment advice and effect securities transactions for clients.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work.
Start Test. The NASAA Uniform Combined State Law exam (Series 66 exam), administered by the Financial Industry Regulatory Authority (FINRA), is used to assess your knowledge and abilities to perform adequately as a securities agent and investment adviser representative.
The Series 66 exam is the equivalent of taking both the Series 63 and Series 65 exams. If an individual does not already have a Series 7 and wishes to be an IAR, the Series 65 exam is NASAA's...
The Securities Industry Essentials (SIE) exam is available for online test delivery to any candidates with open enrollment windows. Candidates can schedule an online appointment for the SIE exam by accessing Prometric's scheduling page and selecting the appropriate link.
In this roundup, we review the best Series 66 exam prep course providers to give you the best chance of passing the exam on your first attempt.
Browse options to help you pass your Series 66 exam. Prepare for the Series 66 exam & pass on your first attempt with online study materials and live classes from industry leader, Kaplan. Find prep materials now.
The Series 66 license, also known as the Uniform Combined State Law Examination, is a securities exam administered by the Financial Industry Regulatory Authority (FINRA). This license qualifies individuals to provide both investment advice and effect securities transactions on behalf of clients.