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  2. Uniform Investment Adviser Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Investment_Adviser...

    Each Series 65, Uniform Investment Adviser Law Examination, contains a total of 140 questions. One hundred thirty (130) of the questions count toward whether the candidate passes or fails the Series 65 exam. The other 10 questions are pretest and could appear in any position within the exam but do not count towards the final grade.

  3. Series 65: Definition and Exam Information - AOL

    www.aol.com/news/series-65-definition-exam...

    The Series 65, also known as the Uniform Investment Adviser Law Examination, is a test and license required of most financial professionals. If you're interested in becoming a financial ...

  4. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    Series 55 – Equity Trader – Limited Representative Exam; Series 56 – Proprietary Trader Qualification Exam; Series 57 – Securities Trader Qualification Exam [7] Series 62 – Corporate Securities – Limited Representative Exam (Discontinued) Series 63 – Uniform Securities Agent State Law Exam* Series 65 – Uniform Investment Adviser ...

  5. Uniform Securities Agent State Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Securities_Agent...

    The examination is designed to qualify candidates as securities agents in the United States; nearly all states require individuals to pass the Series 63 as a condition of state registration. The Uniform Securities Agent State Law Examination consists of 65 multiple-choice questions. Applicants are allowed 75 minutes to complete the examination.

  6. Getting Your Series 65 License to Become an RIA - AOL

    www.aol.com/news/getting-series-65-license...

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  7. Uniform Combined State Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Combined_State_Law...

    The Uniform Combined State Law Examination also called the Series 66 exam is designed to qualify candidates as both securities agents and investment adviser representatives in the United States. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA).

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  9. Series 65 - Wikipedia

    en.wikipedia.org/?title=Series_65&redirect=no

    Language links are at the top of the page across from the title.

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