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  2. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    Series 30 – NFA Branch Manager Exam; Series 31 – Futures – Managed Funds Exam* Series 32 – Limited Futures Exam - Regulations; Series 37 – Canada Securities Representative Exam - With Options; Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca ...

  3. Securities market participants (United States) - Wikipedia

    en.wikipedia.org/wiki/Securities_market...

    Firms may register both as a broker-dealer and a commodity broker. In addition, each person employed by these firms who deals with the public must pass industry examinations such as the Series 3 for futures, Series 4 for options and Series 7 exam for equities and bonds. [12]

  4. Commodity trading advisor - Wikipedia

    en.wikipedia.org/wiki/Commodity_trading_advisor

    A commodity trading advisor (CTA) is US financial regulatory term for an individual or organization who is retained by a fund or individual client to provide advice and services related to trading in futures contracts, commodity options and/or swaps. [1] [2] They are responsible for the trading within managed futures accounts.

  5. List of standardized tests in the United States - Wikipedia

    en.wikipedia.org/wiki/List_of_standardized_tests...

    Investment Company Products/Variable Life Contracts Representative Examination, more commonly known as the Series 6 Exam, for U.S. licensing to sell a limited set of securities such as mutual funds and variable life insurance; Multistate Bar Examination (MBE), part of the bar examination in almost all United States jurisdictions

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  7. NJ Lottery Pick-3, Pick-4, Jersey Cash 5, Pick-6 winning ...

    www.aol.com/nj-lottery-pick-3-pick-172715700.html

    The New Jersey Lottery offers multiple draw games for people looking to strike it rich. Here’s a look at Thursday, Sept. 12, 2024 winning numbers for each game: Pick-3

  8. NJ Lottery Pick-3, Pick-4, Jersey Cash 5 winning numbers for ...

    www.aol.com/nj-lottery-pick-3-pick-181220655.html

    The New Jersey Lottery offers multiple draw games for people looking to strike it rich. Here’s a look at Tuesday, Nov. 21, 2023 winning numbers for each game: Pick-3

  9. List of S&P 500 companies - Wikipedia

    en.wikipedia.org/wiki/List_of_S&P_500_companies

    S&P Dow Jones Indices updates the components of the S&P 500 periodically, typically in response to acquisitions, or to keep the index up to date as various companies grow or shrink in value. [3] Between January 1, 1963, and December 31, 2014, 1,186 index components were replaced by other components.

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