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  2. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    This typically involves identifying scenarios in which theft or loss could occur and determining if existing control procedures effectively manage the risk to an acceptable level. [10] The risk that senior management might override important financial controls to manipulate financial reporting is also a key area of focus in the fraud risk ...

  3. 5 common financial risks that rarely pay off - AOL

    www.aol.com/finance/5-common-financial-risks...

    Without risk, there can be no reward, but some people take chances where the potential gains and losses are so out of balance that the gamble simply can't be justified. 5 common financial risks ...

  4. Financial statement analysis - Wikipedia

    en.wikipedia.org/wiki/Financial_statement_analysis

    Financial statement analysis is a method or process involving specific techniques for evaluating risks, performance, valuation, financial health, and future prospects of an organization. [ 1 ] It is used by a variety of stakeholders, such as credit and equity investors, the government, the public, and decision-makers within the organization.

  5. Financial risk management - Wikipedia

    en.wikipedia.org/wiki/Financial_risk_management

    The scope here - ie in non-financial firms [12] - is thus broadened [9] [67] [68] (re banking) to overlap enterprise risk management, and financial risk management then addresses risks to the firm's overall strategic objectives, incorporating various (all) financial aspects [69] of the exposures and opportunities arising from business decisions ...

  6. Financial analysis - Wikipedia

    en.wikipedia.org/wiki/Financial_analysis

    Financial analysts often assess the following elements of a firm: Profitability - its ability to earn income and sustain growth in both the short- and long-term. A company's degree of profitability is usually based on the income statement, which reports on the company's results of operations;

  7. Management assertions - Wikipedia

    en.wikipedia.org/wiki/Management_assertions

    Second, auditors are required to consider the risk of material misstatement through understanding the entity and its environment, including the entity's internal control. [3] [4] Financial statement assertions provide a framework to assess the risk of material misstatement in each significant account balance or class of transactions. [5]

  8. Synchrony Financial (SYF) Q4 2024 Earnings Call Transcript - AOL

    www.aol.com/finance/synchrony-financial-syf-q4...

    As a result, Synchrony generated full year 2024 net earnings of $3.5 billion or $8.55 per diluted share, a return on average assets of 2.9% and a return on tangible common equity of 27.5%.

  9. Entity-level control - Wikipedia

    en.wikipedia.org/wiki/Entity-Level_Control

    Some entity-level controls have an indirect effect on the chances of detecting or preventing a misstatement on a timely basis. They do not directly relate to risks at the financial statement assertion level. Affect control selection, and the nature, timing, and extent of the procedures performed. Monitoring