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  2. Financial market infrastructure - Wikipedia

    en.wikipedia.org/wiki/Financial_market...

    Financial market infrastructure refers to systems and entities involved in clearing, settlement, and the recording of payments, securities, derivatives, and other financial transactions. [1] Depending on context, financial market infrastructure may refer to the category in general, or to individual companies or entities (thus also used in ...

  3. Options Clearing Corporation - Wikipedia

    en.wikipedia.org/wiki/Options_Clearing_Corporation

    Its clearing members serve both professional traders and public customers and are approximately 115 of the largest U.S. broker-dealers, futures commission merchants and non-U.S. securities firms. OCC also serves other markets, including those of trading commodity futures, commodity options, and security futures.

  4. StoneX Group Inc. - Wikipedia

    en.wikipedia.org/wiki/StoneX_Group_Inc.

    StoneX Group Inc. (previously INTL FCStone) is an American financial services company.The company operates in six areas: commercial hedging, global payments, securities, physical commodities, foreign exchange and clearing and execution services (CES).

  5. TransMarket Group - Wikipedia

    en.wikipedia.org/wiki/TransMarket_Group

    The firm was renamed TransMarket Group in 1984. He qualified as an independent floor trader on London International Financial Futures Exchange and Sydney Futures Exchange in 1989. From 1999-2002 Mr. Cahnman was a Director of the Chicago Board of Trade. Mr. Cahnman has trained many highly successful traders over his career. Ray continues to ...

  6. Citadel Securities - Wikipedia

    en.wikipedia.org/wiki/Citadel_Securities

    Citadel Securities LLC is an American market making firm providing liquidity and trade execution to retail and institutional clients, headquartered in Miami. [3] [4] [5] The firm also trades futures, equities, credit, options, currencies, and Treasury bonds. It is the largest designated market maker on the New York Stock Exchange. [6] [7]

  7. TD Cowen - Wikipedia

    en.wikipedia.org/wiki/TD_Cowen

    TD Cowen (formerly Cowen Inc.), is an American multinational investment bank and financial services division of TD Securities that operates through two business segments: a broker-dealer and an investment management division.

  8. US securities regulator's top cop to leave agency

    www.aol.com/news/us-securities-regulators-top...

    NEW YORK (Reuters) -The U.S. Securities and Exchange Commission's enforcement director is leaving the agency, the regulator said on Wednesday, marking the end of a three-year tenure during which ...

  9. Depository Trust Company - Wikipedia

    en.wikipedia.org/wiki/Depository_Trust_Company

    Since 1999 it has been a subsidiary of the Depository Trust & Clearing Corporation, a securities holding company. DTC manages book-entry securities entitlement transfers for brokerage houses and maintains custody of global (jumbo) stock certificates and other stock certificates through its affiliated partnership nominee, Cede and Company.