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2. Stockbroker - Wikipedia

   en.wikipedia.org/wiki/Stockbroker

   A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee.In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange.

3. List of professional designations in the United States

   en.wikipedia.org/wiki/List_of_professional...

   The minimum degree required for licensure as a Registered Nurse Associate Degree in Paramedicine: N/A The minimum degree required for licensure as a Paramedic State Licensure (post-nominals different then degree) Certified Nursing Assistant: CNA Assistive personnel that is state licensed and works under the direction of a Registered Nurse

4. List of securities examinations - Wikipedia

   en.wikipedia.org/wiki/List_of_securities...

   SAIFM also offers the "Registered Persons" examinations, [4] required for licensing as financial market "practitioners" on the various exchanges, selecting up to 8 according to the requirements of the exchange for the specific function; the typical roles here are investment advisor and fund manager, as well as those executing transactions ...

5. Underwriting - Wikipedia

   en.wikipedia.org/wiki/Underwriting

   The term "underwriting" derives from the Lloyd's of London insurance market. Financial backers (or risk takers), who would accept some of the risk on a given venture (historically a sea voyage with associated risks of shipwreck) in exchange for a premium, would literally write their names under the risk information that was written on a Lloyd's slip created for this purpose.

6. Dead-end job - Wikipedia

   en.wikipedia.org/wiki/Dead-end_job

   A dead-end job is a job where there is little or no chance of career development and advancement into a better position. If an individual requires further education to progress within their firm that is difficult to obtain for any reason, this can result in the occupation being classified as a dead-end position. [1]

7. U.S. Securities and Exchange Commission - Wikipedia

   en.wikipedia.org/wiki/U.S._Securities_and...

   These laws were enacted and enforced at the state level and regulated the offering and sale of securities to protect the public from fraud. Though the specific provisions of these laws varied among states, they all required the registration of all securities offerings and sales, as well as of every U.S. stockbroker and brokerage firm. [9]