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  2. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    Central Bank of Montenegro ; Capital Market Authority of Montenegro (SCMN) ; Insurance Supervision Agency: Montserrat: Eastern Caribbean Central Bank ; Montserrat Financial Services Commission: Morocco: Moroccan Capital Market Authority (AMMC) ; Autorité de Contrôle des Assurances et de la Prévoyance Sociale (ACAPS) Mozambique

  3. Securities market participants (United States) - Wikipedia

    en.wikipedia.org/wiki/Securities_market...

    Electronic ticker monitor display, showing the bid and offer status of securities. Securities market participants in the United States include corporations and governments issuing securities, persons and corporations buying and selling a security, the broker-dealers and exchanges which facilitate such trading, banks which safe keep assets, and regulators who monitor the markets' activities.

  4. Zerodha - Wikipedia

    en.wikipedia.org/wiki/Zerodha

    It is a member of the National Stock Exchange of India (NSE), Bombay Stock Exchange (BSE), and the Multi Commodity Exchange (MCX). [2] [3] Zerodha was founded and bootstrapped by brothers Nithin and Nikhil Kamath. [4] [5] [6] As of May 2024, it has 7.5 million active customers registered with the NSE, making it the second largest stockbroker in ...

  5. Stockbroker - Wikipedia

    en.wikipedia.org/wiki/Stockbroker

    Stock market advisory and research services are highly regulated in India. Only SEBI registered stock advisory and investment research analysts are allowed to do so. The complete details of these authorized persons are available on website of SEBI for protection of investors.

  6. Stock trader - Wikipedia

    en.wikipedia.org/wiki/Stock_trader

    Crowd gathering on Wall Street after the Wall Street Crash of 1929. Contrary to a stockbroker, a professional who arranges transactions between a buyer and a seller, and gets a guaranteed commission for every deal executed, a professional trader may have a steep learning curve and his ultra-competitive performance based career may be cut short, especially during generalized stock market crashes.

  7. Capital Market Authority (Saudi Arabia) - Wikipedia

    en.wikipedia.org/wiki/Capital_Market_Authority...

    The Saudi Capital Market Authority was established to achieve a set of objectives, of which the most important are developing an organized, fair, transparent financial market, and ensuring the protection of investors from irregular practices, which involving deceit, cheat, fraudulence, or manipulation. To achieve these objectives and others ...

  8. Broker-dealer - Wikipedia

    en.wikipedia.org/wiki/Broker-dealer

    In financial services, a broker-dealer is a natural person, company or other organization that engages in the business of trading securities for its own account or on behalf of its customers. Broker-dealers are at the heart of the securities and derivatives trading process. [1]

  9. Stock - Wikipedia

    en.wikipedia.org/wiki/Stock

    A person who owns a percentage of the stock has the ownership of the corporation proportional to their share. The shares form a stock; the stock of a corporation is partitioned into shares, the total of which are stated at the time of business formation. Additional shares may subsequently be authorized by the existing shareholders and issued by ...