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The federal securities laws govern the offer and sale of securities and the trading of securities, activities of certain professionals in the industry, investment companies (such as mutual funds), tender offers, proxy statements, and generally the regulation of public companies. Public company regulation is largely a disclosure-driven regime ...
Schedule 13D, within 10 days anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company must tell the SEC. SEA 1934 §13 or 15(d) requires an annual report; Form 10-K, the basic information required by the US Securities and Exchange Commission as an annual report
Created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the Exchange Act or the 1934 Act), SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, among ...
The decision is a fresh blow for the SEC and Chair Gary Gensler, as industry groups turn often to conservative-leaning courts to challenge rules they say carry needless red tape and compliance ...
The companies, who will remain on the database until they pay their liabilities, owe a total of more than $220,000 for violations that date as far back as 2019, the department said.
This legislation would make sweeping changes to the Open Public Records Act, severely limiting public access to government documents and information. NJ labor leaders: OPRA 'reform' is 'severly ...
The New Jersey Civil Service Commission is an independent body within the New Jersey state government under the auspices of the department. Initially constituted in the late-1940s, pursuant to P.L. 1948, c.446, as the Department of Labor and Industry, the department is one of 16 executive branch departments in New Jersey state government.
New Jersey Cybersecurity and Communications Integration Cell; New Jersey Department of Military and Veterans Affairs; New Jersey Department of the Public Advocate; New Jersey Detective Agency; New Jersey Division of the Rate Counsel; New Jersey Election Law Enforcement Commission; New Jersey Juvenile Justice Commission; New Jersey Lottery