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Becoming a commodities or futures broker does not have to end with passing the Series 3 License exam. This is a career where the sky is the limit.
Series 3 is one of the shorter exams, study time isn't too bad...If you dedicated studying full time you should be ready in 2 to 3 weeks to take it. Most firms will hire you first contingent on passing the exam in 30 days. I first got hired about 10 years ago and took the test after being hired.
The Series 3 License and Exam The Series 3 examination is the all-encompassing test that is required by the National Futures Association (NFA) and the Commodities Futures Trading Commission (CFTC) in order to be considered a commodities and futures professional.
The Series 3 exam—the National Commodities Futures Examination—is a National Futures Association (NFA) exam administered by FINRA. The exam consists of 120 scored questions. Candidates have two hours and 30 minutes to complete the exam, which consists of two parts.
The exam costs $130. Anyone who wants to sell commodity futures contracts must generally pass the Series 3 exam.
I have my Series 7, 63, and my Series 3 though I font do much woth it. I am now in a relationship management/sales role but I will be getting my CFP soon because I've had enough and want to be a financial planner.
Series 3 . The Series 3 license authorizes representatives to sell commodity futures contracts, considered the riskiest publicly traded investments. Representatives that carry the Series 3...