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  2. GDPR fines and notices - Wikipedia

    en.wikipedia.org/wiki/GDPR_fines_and_notices

    Violation of Article 6(1)(a) GDPR by processing personal data without consent or any other legal basis. When imposing the fine, the AEPD took into account: The type of data affected: basic identifiers such as names, surnames, phone number. The relation between the processing and the business activities of the respondent.

  3. Regulatory compliance - Wikipedia

    en.wikipedia.org/wiki/Regulatory_compliance

    In general, compliance means conforming to a rule, such as a specification, policy, standard or law.Compliance has traditionally been explained by reference to deterrence theory, according to which punishing a behavior will decrease the violations both by the wrongdoer (specific deterrence) and by others (general deterrence).

  4. Governance, risk management, and compliance - Wikipedia

    en.wikipedia.org/wiki/Governance,_risk...

    The organisation's risk appetite, its internal policies and external regulations constitute the rules of GRC. The disciplines, their components and rules are now to be merged in an integrated, holistic and organisation-wide (the three main characteristics of GRC) manner – aligned with the (business) operations that are managed and supported ...

  5. The Supreme Court Didn't Destroy the Regulatory State. It ...

    www.aol.com/news/supreme-court-didnt-destroy...

    In so many words, Jackson is arguing that if the government violates due process frequently enough, then it should be allowed to keep doing that because fixing the situation—that is, ensuring ...

  6. Legal governance, risk management, and compliance - Wikipedia

    en.wikipedia.org/wiki/Legal_governance,_risk...

    Legal compliance is the process or procedure to ensure that an organization follows relevant laws, regulations and business rules. [5] The definition of legal compliance, especially in the context of corporate legal departments, has recently been expanded to include understanding and adhering to ethical codes within entire professions, as well.

  7. Whistleblower protection in the United States - Wikipedia

    en.wikipedia.org/wiki/Whistleblower_protection...

    Government leave policy is established by public law. [89] Employees working for private companies operate under different rules, and if state laws require time for employee breaks and meals, restricting employee movement could be an arrest in some areas. Due to unequal protection, government employees are at greater risk of serious abuse by ...

  8. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...

  9. Regulatory Flexibility Act - Wikipedia

    en.wikipedia.org/wiki/Regulatory_Flexibility_Act

    The Regulatory Flexibility Act was originally passed in 1980 (P.L. 96-354). The act was amended by the Small Business Regulatory Enforcement Fairness Act of 1996 (P.L. 104-121), the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203), and the Small Business Jobs Act of 2010 (P.L. 111-240). [4]