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2. Series 6 exam - Wikipedia

   en.wikipedia.org/wiki/Series_6_Exam

   The cost of the exam is $40. Individuals are allowed 90 minutes to complete 50 multiple choice questions. The passing score is 70%, and those who fail this exam must wait thirty days before taking it again. In order to be registered with the Series 6, an individual must also pass the Securities Industry Essentials Exam (The SIE Exam).

3. List of securities examinations - Wikipedia

   en.wikipedia.org/wiki/List_of_securities...

   Series 56 – Proprietary Trader Qualification Exam; Series 57 – Securities Trader Qualification Exam [7] Series 62 – Corporate Securities – Limited Representative Exam (Discontinued) Series 63 – Uniform Securities Agent State Law Exam* Series 65 – Uniform Investment Adviser Law Exam* Series 66 – Uniform Combined State Law Exam ...

4. Series 6: Definition and Exam Information - AOL

   www.aol.com/news/series-6-definition-exam...

   Continue reading ->The post Series 6: Definition and Exam Information appeared first on SmartAsset Blog. There’s no shortage of required licensing exams for financial professionals. From the ...

5. Uniform Investment Adviser Law Exam - Wikipedia

   en.wikipedia.org/wiki/Uniform_Investment_Adviser...

   Each Series 65, Uniform Investment Adviser Law Examination, contains a total of 140 questions. One hundred thirty (130) of the questions count toward whether the candidate passes or fails the Series 65 exam. The other 10 questions are pretest and could appear in any position within the exam but do not count towards the final grade.

6. A Guide to the Series 99 License and Exam - AOL

   www.aol.com/news/guide-series-99-license-exam...

   Continue reading ->The post A Guide to the Series 99 License and Exam appeared first on SmartAsset Blog. They bring clients aboard, receive and deliver funds and assets, collect payments, maintain ...

7. AOL Mail

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   Get AOL Mail for FREE! Manage your email like never before with travel, photo & document views. Personalize your inbox with themes & tabs. You've Got Mail!

8. Uniform Combined State Law Exam - Wikipedia

   en.wikipedia.org/wiki/Uniform_Combined_State_Law...

   The Uniform Combined State Law Examination also called the Series 66 exam is designed to qualify candidates as both securities agents and investment adviser representatives in the United States. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA).

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