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  2. Forms Index - SEC.gov

    www.sec.gov/submit-filings/forms-index

    This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.

  3. Forms Index - SEC.gov

    www.sec.gov/submit-filings/forms-index?aId=edit-field-audience-target-id&field...

    This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.

  4. Forms Index - SEC.gov

    www.sec.gov/submit-filings/forms-index?aId=edit-field-act-target-id&field...

    This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.

  5. UNITED STATES SECURITIES AND EXCHANGE COMMISSION

    www.sec.gov/about/forms/form10-q.pdf

    2. If not included in the combined report, the cover page, appropriate responses to Part II, and the required signatures shall be included in the Form 10-Q. Additionally, as appropriate, a cross-reference sheet should be filed indicating the location of information required by the items of the Form. 3.

  6. Form 10-K - SEC.gov

    www.sec.gov/about/forms/form10-k.pdf

    The cover page and the required signatures are included. As appropriate, a cross-reference sheet should be filed indicating the location of information required by the items of the Form. (3) If an electronic filer files any portion of an annual report to security holders in combination with the required information of Form 10-K, as provided in this

  7. Form 1 - SEC.gov

    www.sec.gov/files/form1.pdf

    Form 1 requires an exchange seeking to register as a national securities exchange or seeking an exemption from registration as a national securities exchange pursuant to Section 5 of the Exchange Act to provide the Securities and Exchange Commission (“SEC” or “Commission”) with certain information regarding the operation of the exchange.

  8. SEC.gov | Financial Statement Data Sets

    www.sec.gov/data-research/sec-markets-data/financial-statement-data-sets

    The Financial Statement Data Sets below provide numeric information from the face financials of all financial statements. This data is extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).

  9. Conformed to Federal Register version - SEC.gov

    www.sec.gov/files/rules/final/2023/34-98845.pdf

    The Securities and Exchange Commission (“SEC” or “Commission”) is adopting a set of rules and forms under the Securities Exchange Act of 1934 (“SEA”) that would create a regime for the registration and regulation of security-based swap execution facilities (“SBSEFs”)

  10. SEC Adopts Rules to Implement FAST Act Mandate to Modernize and...

    www.sec.gov/newsroom/press-releases/2019-38

    The Securities and Exchange Commission today voted to adopt amendments to modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies.

  11. ITEM 1: COVER SHEET - files.adviserinfo.sec.gov

    files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR...

    investment objective will be achieved. Investing in securities involves risk of loss that clients should be prepared to bear. Iluka generally seeks to implement investment strageies using asset classes with well established risk premiums and limited idiosyncratic risk. That said, there are systematic