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In January 2015 the U.S. regulators imposed a fine on UBS Group AG’s dark pool for failing to follow rules designed to ensure stock trades are executed fairly. [ 30 ] [ 31 ] In ordering UBS to pay $14.4 million, including a $12 million fine that exceeds all prior penalties against an alternative trading system, the Securities and Exchange ...
Proprietary trading (also known as prop trading) occurs when a trader trades stocks, bonds, currencies, commodities, their derivatives, or other financial instruments with the firm's own money (instead of using customer funds) to make a profit for itself.
Alpha Group International plc is a British financial services business specialising in the management of foreign exchange risk for corporate businesses. It is listed on the London Stock Exchange and is a constituent of the FTSE 250 Index .
Alfa Group Consortium (Russian: Консорциум «Альфа-Групп») is a Russian international privately owned investment groups, with interests in oil and gas, commercial and investment banking, asset management, insurance, retail trade, telecommunications, water utilities and special situation investments.
The new proposal would increase capital levels for big banks like JPMorgan Chase and Bank of America by 9% in aggregate, down by half from the original plan from more than a year ago, which set ...
Basel III requires banks to have a minimum CET1 ratio (Common Tier 1 capital divided by risk-weighted assets (RWAs)) at all times of: . 4.5%; Plus: A mandatory "capital conservation buffer" or "stress capital buffer requirement", equivalent to at least 2.5% of risk-weighted assets, but could be higher based on results from stress tests, as determined by national regulators.
He is the founder of hedge fund Point72 Asset Management and S.A.C. Capital Advisors. [4] In 2013 S.A.C. Capital Advisors pleaded guilty to insider trading and agreed to pay $1.8 billion in fines ($900 million in forfeiture and $900 million in fines) in one of the biggest criminal cases against a hedge fund. Cohen was prohibited from managing ...
Spetsgruppa "A", also known as Alpha Group (a popular English name), or Alfa, whose official name is Directorate "A" of the FSB Special Purpose Center (TsSN FSB) (Russian: Спецназ ФСБ "Альфа"), is a stand-alone sub-unit of Russia's special forces within the Russian Special Forces Center of the Federal Security Service (FSB).