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  2. Form 13F Data Sets - SEC.gov

    www.sec.gov/data-research/sec-markets-data/form-13f-data-sets

    The Form 13F data sets are extracted from the eXtensible Markup Language (XML) based portion of Form 13F submissions in EDGAR. The data is presented without change from the “as-filed” submissions and in a flattened format to provide the public with readily available Form 13F data. The data sets will be updated quarterly.

  3. Frequently Asked Questions About Form 13F - SEC.gov

    www.sec.gov/divisions/investment/13ffaq

    A: Rule 13f-1(a)(1) requires that you submit four Form 13F filings when you meet the $100 million filing threshold on the last trading day of any month during any calendar year. See Rule 13f-1(a)(1) under the Securities Exchange Act. Rule 13f-1(a)(1) requires that you make all four Form 13F filings, even if -- after meeting the $100 million ...

  4. Official List of Section 13 (f) Securities - SEC.gov

    www.sec.gov/divisions/investment/13flists

    This list of "Section 13 (f) securities" as defined by Rule 13f-1 (c) [17 CFR 240.13f-1 (c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m (f) (4)]. It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f ...

  5. Search Filings - SEC.gov

    www.sec.gov/search-filings

    Search Filings. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

  6. SEC Adopts Rule to Increase Transparency Into Short Selling and...

    www.sec.gov/newsroom/press-releases/2023-221

    The adopting release for Rule 13f-2 and related Form SHO, as well as the notice of the amendment to the CAT NMS Plan, will be published in the Federal Register. The final rule, Form SHO, and the amendment to the CAT NMS Plan will become effective 60 days after publication of the adopting release in the Federal Register.

  7. SEC.gov | EDGAR Full Text Search

    www.sec.gov/edgar/search

    The new EDGAR advanced search gives you access to the full text of electronic filings since 2001. Company name, ticker, CIK number or individual's name + more search options. Exclude insider equity awards, transactions, and ownership (Section 16 Reports) Insider equity awards, transactions, and ownership (Section 16 Reports) Clear all.

  8. EDGAR Filing Documents for 0001086364-21-000038 - SEC.gov

    www.sec.gov/Archives/edgar/data/1364742/0001086364-21-000038-index.htm

    DESCRIPTION FOR INFORMATION TABLE. form13fInfoTable.xml. INFORMATION TABLE. 23077172. Complete submission text file. 0001086364-21-000038.txt. 23087913. Mailing Address 55 EAST 52ND STREET NEW YORK NY 10055. Business Address 55 EAST 52ND STREET NEW YORK NY 10055 212-810-5300.

  9. Submit Filings - SEC.gov

    www.sec.gov/submit-filings

    Submit Filings. The Electronic Data Gathering, Analysis and Retrieval (EDGAR) system is the primary way for companies and individuals to submit filings to the SEC in accord with the federal securities laws. EDGAR is available to accept filings from 6 a.m. to 10 p.m. ET weekdays (except federal holidays). Filings made outside of these times are ...

  10. EDGAR Filing Documents for 0000950123-21-002786 - SEC.gov

    www.sec.gov/Archives/edgar/data/1067983/000095012321002786/0000950123-21...

    INFORMATION TABLE FOR FORM 13F. 0000950123-21-002786-3286.xml. INFORMATION TABLE. 70679. Complete submission text file. 0000950123-21-002786.txt. 77753. Mailing Address 3555 FARNAM STREET OMAHA NE 68131. Business Address 3555 FARNAM STREET OMAHA NE 68131 4023461400.

  11. EDGAR Filing Documents for 0000921895-23-002633 - SEC.gov

    www.sec.gov/Archives/edgar/data/1517137/0000921895-23-002633-index.htm

    Form 13F-HR - Quarterly report filed by institutional managers, Holdings: . SEC Accession No. 0000921895-23-002633 . Filing Date