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  2. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    Related topics. v. t. e. The U.S. Securities and Exchange Commission ( SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. [2] [3] [4] The primary purpose of the SEC is to enforce the law against market manipulation. [5] [6] : 2. In addition to the Securities Exchange ...

  3. Securities and Exchange Commission (Nigeria) - Wikipedia

    en.wikipedia.org/wiki/Securities_and_Exchange...

    The Securities and Exchange Commission (SEC) is the main regulatory institution of the Nigerian capital market. It is supervised by the Federal Ministry of Finance. The Nigerian Stock Exchange (NSE) is privately owned and self-regulating, but the SEC maintains surveillance over it with the mandate of ensuring orderly and equitable dealings in securities, and protecting the market against ...

  4. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    SEC filing. Securities and Exchange Commission (SEC) logo. The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

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  6. List of members of the Securities and Exchange Commission

    en.wikipedia.org/wiki/List_of_members_of_the...

    The president also designates one of the commissioners as chairman, the SEC's top executive. Service may continue past term expiration [1] up to eighteen additional months. [2] This page is sorted by president and date of appointment; a second list sorts the page by SEC member's employment with private firms.

  7. Caroline A. Crenshaw - Wikipedia

    en.wikipedia.org/wiki/Caroline_A._Crenshaw

    Career. Crenshaw practiced law in the Washington, D.C. office of Sutherland Asbill & Brennan LLP. At Sutherland, she represented public companies, broker-dealers, and investment advisers on complex securities law investigations and enforcement matters. She attended The JAG School at the University of Virginia and entered U.S. Army JAG Corps.

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  9. List of Department of Homeland Security appointments by Joe ...

    en.wikipedia.org/wiki/List_of_Department_of...

    Below is a list of nominations and appointments to the Department of Homeland Security by Joe Biden, the 46th president of the United States.As of June 2024, according to tracking by The Washington Post and Partnership for Public Service, 12 nominees have been confirmed, 1 nominee is being considered by the Senate, 5 positions do not have nominees, 17 appointments have been made to positions ...