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  2. Series 7 exam - Wikipedia

    en.wikipedia.org/wiki/Series_7_Exam

    The Series 7 is a three-hour, forty-five-minute exam. [1] It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams. [9] Average study time is between 80 and 150 hours depending on current financial knowledge. [10]

  3. Serial sevens - Wikipedia

    en.wikipedia.org/wiki/Serial_sevens

    Serial sevens (or, more generally, the descending subtraction task; DST ), where a patient counts down from one hundred by sevens, is a clinical test used to test cognition; for example, to help assess mental status after possible head injury, in suspected cases of dementia or to show sleep inertia. This well-known test, in active documented ...

  4. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    Series 57 – Securities Trader Qualification Exam [ 7] Series 62 – Corporate Securities – Limited Representative Exam (Discontinued) Series 63 – Uniform Securities Agent State Law Exam *. Series 65 – Uniform Investment Adviser Law Exam *. Series 66 – Uniform Combined State Law Exam (Combined 63 and 65)*.

  5. Series 7 Exam: Qualifications and Preparation - AOL

    www.aol.com/news/series-7-exam-qualifications...

    Passing the Series 7 exam registers you to sell and trade most securities as a financial services professional. The exam covers several topics including investment products and their potential ...

  6. Series 6 exam - Wikipedia

    en.wikipedia.org/wiki/Series_6_Exam

    Series 6 exam. In the United States, the investment company products/variable life contracts representative exam, is commonly referred to as the Series 6 exam. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products: Mutual funds. Closed-end funds on the initial offering only.

  7. The Series 9/10 Exam and License - AOL

    www.aol.com/news/series-9-10-exam-license...

    The Series 9 and Series 10 exams assess the attributes a general securities sales supervisor needs for their job. They are administered by the Financial Industry Regulatory Authority (FINRA). They ...

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