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The Canadian Securities Transition Office (French: Bureau de transition canadien en valeurs mobilières) is a federal organization that was created to assist in the establishment of a Canadian securities regulation regime and a Canadian regulatory authority. [21]
As an informal body, the CSA originally functioned primarily through meetings, conference calls, and day-to-day collaborations with the various territorial and provincial securities regulatory authorities. In 2003, the CSA was restructured into a more formal organization, in which the chair and vice-chair were elected by members to 2-year terms ...
Throughout most of its history, the IDA serve both as a regulator and as an advocacy organization for the securities dealers. In 2006, IDA narrowed its focus to regulation and transferred its industry association role to a new separate and independent industry association, the Investment Industry Association of Canada.
CIRO was formed on January 1, 2023, through the merger of the Investment Industry Regulatory Organization of Canada (IIROC) and Mutual Fund Dealers Association (MFDA) as the New Self-Regulatory Organization of Canada (New SRO). [5] On April 24, 2023, the name of the Canadian Investment Regulatory Organization (CIRO) was approved by its members. [6]
Financial regulatory authorities Bosnia and Herzegovina: Republika Srpska: Securities Commission of the Republika Srpska (SECRS) Canada: Canadian Securities Administrators (CSA) Alberta Securities Commission (ASC) ; Quebec Financial Markets Authority (AMF) ; British Columbia Securities Commission (BCSC) ; Ontario Securities Commission (OSC) ;
The Ontario Securities Commission (OSC; French: Commission des valeurs mobilières de l’Ontario) is a regulatory agency which administers and enforces securities legislation in the Canadian province of Ontario. The OSC is an Ontario Crown agency which reports to the Ontario legislature through the Minister of Finance.
Securities and exchange commissions of Canada (6 P) Pages in category "Financial regulatory authorities of Canada" The following 16 pages are in this category, out of 16 total.
The Alberta Securities Commission (ASC) is the securities commission responsible for administering and enforcing securities legislation in the Canadian province of Alberta. [ 1 ] The Alberta Securities Act RSA 2000 , a revision of the original Act that came into effect on January 1, 2002, is the statute that establishes Alberta's securities ...