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  2. Investment Company Act of 1940 - Wikipedia

    en.wikipedia.org/wiki/Investment_Company_Act_of_1940

    The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds.It was passed as a United States Public Law (Pub. L. 76–768) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1–80a-64.

  3. Liquid alternative investment - Wikipedia

    en.wikipedia.org/wiki/Liquid_alternative_investment

    Launches of liquid alts funds tripled from 2009 to 2013. [2]Major drivers for the growth in liquid alternative funds include: "The 2008 crisis has fundamentally changed investors’ priorities from a main emphasis on investment returns and alpha generation to an emphasis on diversification and downside protection (or principal preservation), especially in the case of a steep market downdraft" [3]

  4. Uniform Prudent Management of Institutional Funds Act

    en.wikipedia.org/wiki/Uniform_Prudent_Management...

    A key provision of UPMIFA states that: "Subject to the intent of a donor expressed in the gift instrument an institution may appropriate for expenditure or accumulate so much of an endowment fund as the institution determines is prudent for the uses, benefits, purposes, and duration for which the endowment fund is established. [7]

  5. The ’40 Act vs. ’33 Act ETF Battle - AOL

    www.aol.com/news/40-act-vs-33-act-170757324.html

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  6. Qualifying investor alternative investment fund - Wikipedia

    en.wikipedia.org/wiki/Qualifying_investor...

    The investments by US distressed debt funds in Irish property are via loan acquisitions and thus use L-QIAIFs. [3] [38] In addition, foreign investors in Irish property can still use the L-QIAIF by holding via structured loans domiciled abroad, thus also avoiding Irish taxes in a confidential manner. [39] [40]

  7. Undertakings for Collective Investment in Transferable ...

    en.wikipedia.org/wiki/Undertakings_for...

    All UCITS funds must comply with the same investment limits. A collective investment fund may apply for UCITS status in order to allow EU-wide marketing. The concept is to create a single funds market across the EU. The aim is that with a larger market the economies of scale will reduce costs for investment managers which can be passed on to ...

  8. Compliance requirements - Wikipedia

    en.wikipedia.org/wiki/Compliance_requirements

    This compliance requirements is one of the most important sections, because it covers cost accounting policies, expenses and expenditures, and actual use of federal funds to administer a federal assistance program. In other words, it provides the basis and principles recipients must adhere to when spending federal funds.

  9. Investment Advisers Act of 1940 - Wikipedia

    en.wikipedia.org/wiki/Investment_Advisers_Act_of...

    The Investment Advisers Act (IAA) was passed in 1940 to monitor those who, for a fee, advise people, pension funds, and institutions on investment matters. Impetus for passage of the act began with the Public Utility Holding Company Act of 1935 , which authorized the Securities and Exchange Commission (SEC) to study investment trusts.