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The CSA consists of the securities regulators of the 10 provincial and 3 territorial governments of Canada. [8] The CSA Chairs are the respective chairs of the securities regulators of the 10 provinces and 3 territories of Canada. [9] They meet quarterly in person. A chair and vice-chair of the CSA are elected by members for two year terms. [8]
Securities regulators from each province and territory have joined to form the Canadian Securities Administrators (CSA). [2] Concerns about the provincial system of securities regulation have led to repeated calls for a national securities system in Canada.
Securities Commission of the Republika Srpska (SECRS) Canada: Canadian Securities Administrators (CSA) Alberta Securities Commission (ASC) ; Quebec Financial Markets Authority (AMF) ; British Columbia Securities Commission (BCSC) ; Ontario Securities Commission (OSC) ; Financial and Consumer Services Commission of New Brunswick (FCNB) ;
The Bond Dealers Section of the Toronto Board of Trade was formed in 1916 as a trade organization to coordinate financing of Canada's war effort. It was renamed the Investment Dealers Association of Canada in 1934. Throughout most of its history, the IDA serve both as a regulator and as an advocacy organization for the securities dealers.
CIRO operates under Recognition Orders from the Canadian Securities Administrators (CSA), which is the umbrella for Canada's provincial and territorial securities regulators. CIRO is subject to CSA oversight and regular operational reviews. [9] It operates according to its By-Law No. 1. [10] [11]
The CPAB has two governing bodies. The Council of Governors consists of six members: the Superintendent of Financial Institutions, the Chair of the Ontario Securities Commission, the Chair of the Autorité des marchés financiers, the Chair of the Canadian Securities Administrators, [a] a Governor selected by the CSA, and public accountant that has audit oversight regulatory experience ...
Youth Services International confronted a potentially expensive situation. It was early 2004, only three months into the private prison company’s $9.5 million contract to run Thompson Academy, a juvenile prison in Florida, and already the facility had become a scene of documented violence and neglect.
Securities regulation in Canada is conducted by the various provincial securities commissions and self-regulating organizations (“SRO”) such as the MFDA and IIROC. Securities are issued under the authority and oversight of these bodies with the result that a broad range of rules apply to companies seeking to raise capital and to the parties ...