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  2. LPL Financial - Wikipedia

    en.wikipedia.org/wiki/LPL_Financial

    LPL Financial Holdings Inc. (commonly referred to as LPL Financial) was founded in 1989 and is considered the largest independent broker-dealer in the United States. As of 2021 the company had more than 17,500 financial advisors, [4] over US$1 trillion in advisory and brokerage assets, [5] and generated approximately $10.3 billion in annual revenue for the 2023 fiscal year. [6]

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  5. Professional liability insurance - Wikipedia

    en.wikipedia.org/wiki/Professional_liability...

    Most of the large insurance companies have an LPL policy but there are also several mutual companies. A mutual insurance company is owned by its policyholders. The company will take in premiums, pay settlements and verdicts, pay their operating costs, and then return the remainder in the form of a dividend.

  6. What should you do (and not do) with your money because of ...

    www.aol.com/finance/not-money-because-trump...

    Still, if you know you’re going to have a big-ticket purchase coming up, it might be wise to save a little more for it, according to Dave Zavarelli, CFP, financial planner at LPL Financial.

  7. Why Trump economic advisers are more focused on Wall Street ...

    www.aol.com/finance/why-trump-economic-advisers...

    And all Americans will benefit from lower interest payments on mortgages, small business debt, credit card and other loans. ... chief fixed income strategist for LPL Financial, noted the key will ...

  8. Electronic trading - Wikipedia

    en.wikipedia.org/wiki/Electronic_trading

    By January 26th, 1998, LPL Financial Services had launched a broker workstation across 2,700 registered representatives. This was a complete front-back office system for stocks, options, mutual funds and annuities, digiTRADE PRO integrates a customized LPL front-end with digiTRADE's trading applications, and will allow LPL's reps to place ...

  9. SEC enforcement blitz targets 7 financial firms as Biden ...

    www.aol.com/finance/sec-enforcement-blitz...

    LPL Financial LLC, a broker-dealer and investment adviser, was charged with multiple failures related to the SEC’s anti-money laundering (AML) program. ... , Inc. settled charges for overstating ...