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  2. KPMG tax shelter fraud - Wikipedia

    en.wikipedia.org/wiki/KPMG_tax_shelter_fraud

    From 8 to 10 December 2008, the jury heard closing arguments in the KPMG tax shelter case. Raymond Ruble's lawyer Jack S. Hoffinger told jurors that it was impossible to conclude that the defendants purposefully tried to break the law in helping at least 600 wealthy people trim their taxes since they did not try to hide what they were doing ...

  3. Unlisted Trading Privileges - Wikipedia

    en.wikipedia.org/wiki/Unlisted_Trading_Privileges

    The securities listed on Nasdaq can be quoted and traded from any US exchange. Trades and quotes on these securities are distributed on two separate feeds, the UTP Quotation Data Feed (UQDF) and the UTP Trade Data Feed (UTDF). UQDF provides traders a direct view of an NBBO. These feeds are considered level 1 or the top-of-book.

  4. Raymond James Morgan Keegan - Wikipedia

    en.wikipedia.org/wiki/Raymond_James_Morgan_Keegan

    Raymond James Morgan Keegan is the interim name of the former Morgan Keegan & Co. business units acquired by Raymond James Financial on April 2, 2012. The combined firms’ subsidiaries engage primarily in investment and financial planning, investment banking, fixed income products and asset management.

  5. NYSE Composite - Wikipedia

    en.wikipedia.org/wiki/NYSE_Composite

    The NYSE Composite outperformed the Dow Jones Industrial Average, the Nasdaq Composite, and the S&P 500 in 2004, 2005, and 2006 [3] and closed above the 10,000 level for the first time on June 1, 2007. The NYSE Composite set a closing high of 10,311.61 on October 31, 2007, but failed to pass the intra-day high of 10,387.17 it reached in trading ...

  6. NYSE American - Wikipedia

    en.wikipedia.org/wiki/NYSE_American

    NYSE American, formerly known as the American Stock Exchange (AMEX), and more recently as NYSE MKT, is an American stock exchange situated in New York City. AMEX was previously a mutual organization, owned by its members. Until 1953, it was known as the New York Curb Exchange. [1]

  7. American depositary receipt - Wikipedia

    en.wikipedia.org/wiki/American_depositary_receipt

    The advantage that the company has by upgrading their program to Level 2 is that the shares can be listed on a U.S. stock exchange. These exchanges include the New York Stock Exchange (NYSE), NASDAQ, and the NYSE MKT. While listed on these exchanges, the company must meet the exchange's listing requirements. If it fails to do so, it may be ...

  8. Election Countdown, PMIs, Lockdowns and Ruble Crumbles - AOL

    www.aol.com/news/election-countdown-pmis...

    Science & Tech. Shopping. Sports

  9. Big Four accounting firms - Wikipedia

    en.wikipedia.org/wiki/Big_Four_accounting_firms

    The Big Eight consisted of Arthur Andersen, Arthur Young, Coopers & Lybrand, Deloitte Haskins and Sells, Ernst & Whinney, Peat Marwick Mitchell, Price Waterhouse, and Touche Ross. The Big Eight gradually reduced due to mergers between these firms, as well as the 2002 collapse of Arthur Andersen , leaving four networks dominating the market at ...