Search results
Results from the WOW.Com Content Network
Financial Services Board (South Africa) (1990–2018) Financial Services Authority (2001–2013) in the United Kingdom; Federal Home Loan Bank Board (1932-1989) and Office of Thrift Supervision (1989–2011) in the United States
The following is a list of the U.S. Financial Industry Regulatory Authority (FINRA), NASAA, and National Futures Association (NFA) financial securities examinations. Most FINRA examinations are divided into two categories: Registered Representative and Registered Principal levels. An asterisk designates that there is no sponsorship requirement ...
Whereas most financial regulatory authorities have a national mandate, there are instances of both subnational and supranational authorities: Subnational authorities are extant most prominently in Canada and the United States, at the level of individual provinces and states respectively, and in autonomous territories such as British Overseas Territories and Crown Dependencies, Constituent ...
Pages in category "Financial regulatory authorities of South Africa" The following 3 pages are in this category, out of 3 total. This list may not reflect recent changes .
IOSCO's current Acting Secretary General is Tajinder Singh. Past Secretary Generals include Paul P. Andrews, who started his renewable three-year term in March 2016. Previously, he served as the Vice President and Managing Director of Financial Industry Regulatory Authority (FINRA) a self-regulatory organization in the United States. [6]
The Financial Sector Conduct Authority (FSCA) is the South African financial institutions market conduct regulator and a successor agency to the Financial Services Board (South Africa). [ 1 ] [ 2 ] [ 3 ]
Danish Commerce and Companies Agency (da:Erhvervs- og Selskabsstyrelsen) — former administrator of the Central Business Register, since a reorganization in 2012 a part of the Danish Business Authority (da:Erhvervsstyrelsen). Financial Supervisory Authority — supervisory agency which administers a database of enterprises under increased ...
In 2009, as a regulatory response to the revealed vulnerability of the banking sector in the financial crisis of 2007–08, and attempting to come up with a solution to solve the "too big to fail" interdependence between G-SIFIs and the economy of sovereign states, the Financial Stability Board (FSB) started to develop a method to identify G-SIFIs to which a set of stricter requirements would ...