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  2. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...

  3. Regulation S-K - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-K

    Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).

  4. SEC adopts landmark climate rule — here's what that ... - AOL

    www.aol.com/finance/sec-adopts-landmark-climate...

    The Securities and Exchange Commission approved a long-awaited rule requiring US public companies to disclose climate risks as well as Scope 1 and 2 emissions.

  5. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...

  6. US appeals court voids SEC private equity, hedge fund ...

    www.aol.com/news/us-appeals-court-overturns-sec...

    In a 3-0 decision on Wednesday, the New Orleans-based 5th U.S. Circuit Court of Appeals ruled in favor of six private equity and hedge fund groups, finding the SEC exceeded its authority by ...

  7. United States corporate law - Wikipedia

    en.wikipedia.org/wiki/United_States_corporate_law

    Schedule 13D, within 10 days anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company must tell the SEC. SEA 1934 §13 or 15(d) requires an annual report; Form 10-K, the basic information required by the US Securities and Exchange Commission as an annual report

  8. Supreme Court limits power of SEC to unilaterally enforce ...

    www.aol.com/news/supreme-court-limits-power-sec...

    The Supreme Court on Thursday limited the power of the Securities and Exchange Commission to enforce security fraud violations, siding with a hedge fund manager and former conservative radio show ...

  9. New Jersey Superior Court - Wikipedia

    en.wikipedia.org/wiki/New_Jersey_Superior_Court

    The Superior Court is the state court in the U.S. state of New Jersey, with statewide trial and appellate jurisdiction.The New Jersey Constitution of 1947 establishes the power of the New Jersey courts: under Article Six of the State Constitution, "judicial power shall be vested in a Supreme Court, a Superior Court, and other courts of limited jurisdiction."