Search results
Results from the WOW.Com Content Network
Form name Description 1-E, 1-E/A Notification under Regulation E by small business investment companies and business development companies (and amendment thereto) 1-E AD, 1-E AD/A Sales material filed pursuant to Rule 607 under Regulation E. (and amendment thereto) 2-E, 2-E/A
Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).
Regulation S-X is a prescribed regulation in the United States of America that lays out the specific form and content of financial reports, specifically the financial statements of public companies. [1] It is cited as 17 C.F.R. Part 210; the name of the part is "Form and Content of and Requirements for Financial Statements, Securities Act of ...
In July 2005 the SEC put "automatic registration" shelf filings in place. This filing is a relaxed registration process that applies to well-known, seasoned issuers (WKSI, pronounced "wiksy"), and covers debt securities, common stock, preferred stock and warrants, among other various instruments.
Past Ohio voting sticker. The secretary of state of Ohio is an elected statewide official in the State of Ohio.The secretary of state is responsible for overseeing elections in the state; registering business entities (corporations, etc.) and granting them the authority to do business within the state; registering secured transactions; and granting access to public documents.
This is one of the most common types of forms filed with the SEC. After a significant event like bankruptcy or departure of a CEO , a public company generally must file a Current Report on Form 8-K within four business days to provide an update to previously filed quarterly reports on Form 10-Q and/or Annual Reports on Form 10-K .
SNAP Schedule: Ohio Direction Card Payments for September 2022. Josephine Nesbit. September 11, 2022 at 6:00 PM. Hispanolistic / iStock.com.
Form S-3 is the most simplified securities registration form used by the U.S. Securities and Exchange Commission.It may only be used by companies that have been required to report under the Securities Exchange Act of 1934 for a minimum of twelve months and have also timely filed all required reports (including annual forms 10-K, quarterly forms 10-Q and certain current forms 8-K) under the ...