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  2. ETF Edge: ESG Standards and Possible SEC Regulation - AOL

    www.aol.com/news/etf-edge-esg-standards-possible...

    S&P Global’s president and CEO, Doug Peterson, and ETF Trends and ETF Database’s head of research, Todd Rosenbluth, both discuss ESG investing on this week’s “ETF Edge” hosted by Bob ...

  3. Exchange-traded fund - Wikipedia

    en.wikipedia.org/wiki/Exchange-traded_fund

    An exchange-traded fund (ETF) is a type of investment fund that is also an exchange-traded product, i.e., it is traded on stock exchanges. [1] [2] [3] ETFs own financial assets such as stocks, bonds, currencies, debts, futures contracts, and/or commodities such as gold bars.

  4. Certified Financial Planner Board of Standards - Wikipedia

    en.wikipedia.org/wiki/Certified_Financial...

    The Code and Standards became effective on October 1, 2019, with CFP Board initiating enforcement of the revised standards on June 30, 2020. [32] CFP Board enforces the Code and Standards through a peer-reviewed process outlined in its Procedural Rules. The process includes: Written notice of the allegations and potential grounds for sanction.

  5. Environmental, social, and governance - Wikipedia

    en.wikipedia.org/wiki/Environmental,_social,_and...

    Since the development in 1960 of these standards has evolved gradually and is the result of a global recognition of the importance of sustainability and social responsibility, it is difficult to determine precisely which countries needed these standards first. However, certain countries or regions are particularly active in promoting ESG standards.

  6. What are mutual funds? Your guide to professional portfolio ...

    www.aol.com/finance/what-are-mutual-funds...

    Putting your money in mutual funds gives you several advantages, including access to professional management, low fees and portfolio diversification. 1. Professional fund management.

  7. Investment management - Wikipedia

    en.wikipedia.org/wiki/Investment_management

    In addition, successful investment management requires adherence to ethical standards, compliance with regulations, and effective communication with clients. The term investment management is often used to refer to the management of investment funds, most often specializing in private and public equity, real assets, alternative assets, and/or ...

  8. Control self-assessment - Wikipedia

    en.wikipedia.org/wiki/Control_self-assessment

    The Institute of Internal Auditors based its control self-assessment methodology on the Total Quality Management approaches of the 1990s as well as the COSO's framework. The methodology became part of the International Standards for Professional Practice of Internal Auditing and was adopted by a large number of major organisations. [16]

  9. Inverse exchange-traded fund - Wikipedia

    en.wikipedia.org/wiki/Inverse_exchange-traded_fund

    An inverse exchange-traded fund is an exchange-traded fund (ETF), traded on a public stock market, which is designed to perform as the inverse of whatever index or benchmark it is designed to track. These funds work by using short selling , trading derivatives such as futures contracts , and other leveraged investment techniques.