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Series 30 – NFA Branch Manager Exam; Series 31 – Futures – Managed Funds Exam* Series 32 – Limited Futures Exam - Regulations; Series 37 – Canada Securities Representative Exam - With Options; Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca ...
The Series 7 is a three-hour, forty-five-minute exam. [1] It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams. [9] Average study time is between 80 and 150 hours depending on current financial knowledge. [10]
All of the questions on the examination are weighted equally, and the IRS grades the test on a bell curve. The test results are converted to a scale from 40-130, with 105 representing a passing score. Exam results can be seen right after completing the exam. Each exam is weighted by section according to the following: [3] Part 1 – Individuals
The National Futures Association (NFA) is the self-regulatory organization (SRO) for the U.S. derivatives industry, including on-exchange traded futures, retail off-exchange foreign currency and OTC derivatives . NFA is headquartered in Chicago and maintains an office in New York City.
In the United States, the investment company products/variable life contracts representative exam, is commonly referred to as the Series 6 exam. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products: Mutual funds; Closed-end funds on the initial offering only; Unit investment trusts; Variable ...
(Reuters) -The S&P 500 and the Nasdaq edged lower on Wednesday as investors assessed mixed earnings from Microsoft and Alphabet ahead of a Federal Reserve rate hike that could push borrowing costs ...
The S&P 500 technology index led gains among the 11 major S&P sectors, rising more than 1% helped by chipmakers such as Nvidia, which advanced ahead of its quarterly results on Wednesday.
Stock futures are one of the high risk trading instruments in the market. Stock market index futures are also used as indicators to determine market sentiment. [3] The first futures contracts were negotiated for agricultural commodities, and later futures contracts were negotiated for natural resources such as oil.