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  2. Federal Trade Commission Act of 1914 - Wikipedia

    en.wikipedia.org/wiki/Federal_Trade_Commission...

    The Federal Trade Commission Act of 1914 is a United States federal law which established the Federal Trade Commission. The Act was signed into law by US President Woodrow Wilson in 1914 and outlaws unfair methods of competition and unfair acts or practices that affect commerce.

  3. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The company can then begin selling the stock issue, usually through investment bankers. The following year, Congress passed the Securities Exchange Act of 1934, to regulate the secondary market (general-public) trading of securities. Initially, the 1934 Act applied only to stock exchanges and their listed

  4. Federal Trade Commission - Wikipedia

    en.wikipedia.org/wiki/Federal_Trade_Commission

    The FTC was established in 1914 by the Federal Trade Commission Act, which was passed in response to the 19th-century monopolistic trust crisis. Since its inception, the FTC has enforced the provisions of the Clayton Act , a key U.S. antitrust statute, as well as the provisions of the FTC Act, 15 U.S.C. § 41 et seq.

  5. Microsoft FTC probe 'not a complete shocker,' analyst says - AOL

    www.aol.com/finance/microsoft-stock-slips-ftc...

    Microsoft stock lagged its Big Tech peers on Friday after news broke late Wednesday that the Federal Trade Commission has opened a broad antitrust probe into the tech giant.After falling as much ...

  6. Securities Act of 1933 - Wikipedia

    en.wikipedia.org/wiki/Securities_Act_of_1933

    It was originally enforced by the FTC, until the SEC was created by the Securities Exchange Act of 1934. [2] The original law was separated into two titles. Title I is formally entitled the Securities Act of 1933, while title 2 is the Corporation of Foreign Bondholders Act, 1933. [3] In 1939, the Trust Indenture Act of 1939 was added as Title 3 ...

  7. Fin Tech Firm Dave Faces Legal Action Over Alleged Hidden ...

    www.aol.com/fin-tech-firm-dave-faces-152058938.html

    On Monday, the Department of Justice (DOJ) and the Federal Trade Commission (FTC) filed a civil enforcement action against financial technology company Dave Inc (NASDAQ:DAVE) and its CEO, Jason ...

  8. FTC starts probe into Teva about some products' patents ... - AOL

    www.aol.com/news/ftc-starts-probe-teva-products...

    The FTC last week ordered Teva to provide internal communications, analysis and financial data related to the contested patents listed in a federal registry known as the Orange Book, according to ...

  9. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    For the first year of the law's enactment, the enforcement of the statute rested with the Federal Trade Commission. The subsequent Securities Exchange Act of 1934 (15 U.S.C. § 78d) regulates secondary markets for securities. The 1934 Act regulates secondary trading between individuals and companies which are often unrelated to the original ...