Search results
Results from the WOW.Com Content Network
The National Securities Clearing Corporation (NSCC) is the original clearing corporation, and provides clearing and serves as the central counterparty for trades in the U.S. securities markets. [25] It was an outgrowth of multilateral netting, which led to the formation of the National Securities Clearing Corporation (NSCC) in 1976.
With David Harris as chief executive officer, [7] the National Stock Exchange ceased trading operations on May 30, 2014. [8] The exchange stated in a release that it, "continues to be registered as a national securities exchange under Section 6 of the Securities Exchange Act (the "Act") and remains a self-regulatory organization.
The NASD was founded on September 3, 1936 as Investment Bankers Conference, Inc. [9] and, on August 7, 1939, was registered under the name National Association of Securities Dealers, Inc. [10] as a national securities association with the SEC under authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934, [11] which allowed it to supervise the conduct of its ...
Since 1999 it has been a subsidiary of the Depository Trust & Clearing Corporation, a securities holding company. DTC manages book-entry securities entitlement transfers for brokerage houses and maintains custody of global (jumbo) stock certificates and other stock certificates through its affiliated partnership nominee, Cede and Company.
National Holdings Corporation Reports Fiscal Third Quarter 2013 Results Business continues to gain momentum with two consecutive quarters of net income and six consecutive quarters of EBITDA Year ...
States may require securities to be registered in the state before they can be sold there. National Securities Markets Improvement Act of 1996 (NSMIA) addressed this dual system of federal-state regulation by amending Section 18 of the 1933 Act to exempt nationally traded securities from state registration, thereby pre-empting state law in this ...
National Holdings Corporation to Report Fiscal Second Quarter 2013 Financial Results NEW YORK--(BUSINESS WIRE)-- National Holdings Corporation (OTC BB: NHLD) ("National Holdings" or "the Company ...
For premium support please call: 800-290-4726 more ways to reach us