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The Series 3, also known as the National Commodities Futures Examination, is a licensing exam for financial professionals who wish to sell commodity futures contracts. The Series 3 allows a ...
Series 31 – Futures – Managed Funds Exam* Series 32 – Limited Futures Exam - Regulations; Series 37 – Canada Securities Representative Exam - With Options; Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 ...
Study groups: Studying as group facilitates collaboration and exposes students to different perspectives on the material. [4] Study Guides: Various organizations and individuals produce published materials that students can incorporate into their preparation. Tutors: A tutor is a person with whom students work one-on-one to improve academic ...
The general securities principal exam, commonly referred to as the Series 24 exam, is administered by the U.S. Financial Industry Regulatory Authority (FINRA) which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also approve advertising and sales literature ...
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The Series 7 is a three-hour, forty-five-minute exam. [1] It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams. [9] Average study time is between 80 and 150 hours depending on current financial knowledge. [10]
Part of exam 3 (2003) 2013: Exams LC and ST — 3: Statistics and Actuarial Models: 2003: Exam 3 (2000) 2007: Exams 3L and 3F (2007) — 1* Mathematical Foundations of Actuarial Science: 2000: Education system redesign 2005: Exam 1 (2005) 1: 2* Interest Theory, Economics and Finance: 2000: Education system redesign 2005: Exam 2 (2005) and VEE ...
Applicants must attain scores of 72% in order to pass. Credit is only given for correct answers. Of the 65 questions on the exam, 60 will count toward the final score. The remaining 5 questions are being pre-tested for possible inclusion in the operational question bank; these questions may appear anywhere in the exam and are not identified.
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