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  2. iA Financial Group - Wikipedia

    en.wikipedia.org/wiki/IA_Financial_Group

    The parent company, iA Financial Corporation Inc., is a portfolio management company which is listed on the Toronto Stock Exchange under the ticker symbols IAG (common shares). The preferred shares of its subsidiary, Industrial Alliance Insurance and Financial Services Inc. are listed on the Toronto Stock Exchange under the ticker symbol IAF. [2]

  3. Registered investment adviser - Wikipedia

    en.wikipedia.org/wiki/Registered_investment_adviser

    An IA must adhere to a fiduciary standard of care laid out in the US Investment Advisers Act of 1940.This standard requires IAs to act and serve a client's best interests with the intent to eliminate, or at least to expose, all potential conflicts of interest which might incline an investment adviser—consciously or unconsciously—to render advice which was not in the best interest of the IA ...

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  5. IA Clarington Investments - Wikipedia

    en.wikipedia.org/wiki/IA_Clarington_Investments

    IA Clarington Investments is a Canadian Investment management company catering to the Canadian retail market. [1] A wholly owned subsidiary of iA Financial Group ( TSX : IFG), the company sells various products, including mutual funds , portfolios, exchange-traded series of mutual funds, segregated funds and socially responsible investments. [ 1 ]

  6. Do I need a financial advisor? When you should consider ... - AOL

    www.aol.com/finance/financial-advisor-consider...

    A good financial advisor takes into account your family, age, career and priorities when crafting your financial goals, and then helps you find out how to reach them. Keep in mind that goals change.

  7. Investment Advisers Act of 1940 - Wikipedia

    en.wikipedia.org/wiki/Investment_Advisers_Act_of...

    The Investment Advisers Act of 1940, codified at 15 U.S.C. § 80b-1 through 15 U.S.C. § 80b-21, is a United States federal law that was created to monitor and regulate the activities of investment advisers (also spelled "advisors") as defined by the law.

  8. Best CD rates today: Choose financial simplicity with ... - AOL

    www.aol.com/finance/best-cd-rates-today-choose...

    Best CD rates today: Choose financial simplicity with straightforward yields up to 4.50% APY — Feb. 19, 2025

  9. Uniform Investment Adviser Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Investment_Adviser...

    Uniform Investment Adviser Law Examination, also called the Series 65 exam, is a test taken by individuals in the United States who seek to become licensed investment adviser representatives.