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  2. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    The PCAOB release superseded the existing PCAOB Auditing Standard No. 2, while the SEC guidance is the first detailed guidance for management specifically. PCAOB reorganized the auditing standards as of December 31, 2017, with the relevant SOX guidance now included under AS2201: An Audit of Internal Control Over Financial Reporting That is ...

  3. Sample size determination - Wikipedia

    en.wikipedia.org/wiki/Sample_size_determination

    The table shown on the right can be used in a two-sample t-test to estimate the sample sizes of an experimental group and a control group that are of equal size, that is, the total number of individuals in the trial is twice that of the number given, and the desired significance level is 0.05. [4]

  4. Public Company Accounting Oversight Board - Wikipedia

    en.wikipedia.org/wiki/Public_Company_Accounting...

    The Public Company Accounting Oversight Board (PCAOB) is a nonprofit corporation created by the Sarbanes–Oxley Act of 2002 to oversee the audits of US-listed public companies. The PCAOB also oversees the audits of broker-dealers , including compliance reports filed pursuant to federal securities laws, to promote investor protection.

  5. List of statistical tests - Wikipedia

    en.wikipedia.org/wiki/List_of_statistical_tests

    The choice of the test depends on many properties of the research question. ... Contingency table, sample size > ca. 60, [1] any cell content ≥ 5, [13]

  6. Sampling (statistics) - Wikipedia

    en.wikipedia.org/wiki/Sampling_(statistics)

    Steps for using sample size tables: Postulate the effect size of interest, α, and β. Check sample size table [20] Select the table corresponding to the selected α; Locate the row corresponding to the desired power; Locate the column corresponding to the estimated effect size. The intersection of the column and row is the minimum sample size ...

  7. Design effect - Wikipedia

    en.wikipedia.org/wiki/Design_effect

    If the sample size is 1,000, then the effective sample size will be 500. It means that the variance of the weighted mean based on 1,000 samples will be the same as that of a simple mean based on 500 samples obtained using a simple random sample.

  8. Statement on Auditing Standards No. 99: Consideration of Fraud

    en.wikipedia.org/wiki/Statement_on_Auditing...

    SAS 99 defines fraud as an intentional act that results in a material misstatement in financial statements. There are two types of fraud considered: misstatements arising from fraudulent financial reporting (e.g. falsification of accounting records) and misstatements arising from misappropriation of assets (e.g. theft of assets or fraudulent expenditures).

  9. p-chart - Wikipedia

    en.wikipedia.org/wiki/P-chart

    [2]: 277 If the organization elects to only inspect a fraction of units produced, the sample size should be chosen large enough so that the chance of finding at least one nonconforming unit in a sample is high—otherwise the false alarm rate is too high. One technique is to fix sample size so that there is a 50% chance of detecting a process ...