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Regulators are not legally required to provide a notice; however, it is the practice of the SEC and the Financial Industry Regulatory Authority (FINRA) to provide such notice. [3] In addition, 80% of people who were sent a Wells notice from 2011 to 2013 ended up facing charges for allegedly violating securities law.
After a significant event like bankruptcy or departure of a CEO, a public company generally must file a Current Report on Form 8-K within four business days to provide an update to previously filed quarterly reports on Form 10-Q and/or Annual Reports on Form 10-K. Form 8-K is required to be filed by public companies with the SEC pursuant to the ...
Instead, under Florida law, courts are required to "blue pencil" an impermissibly broad or lengthy non-compete agreement to make it reasonable within the limits of Fla. Stat. § 542.335. [26] Also if the agreement is part of a general employment contract then there is the possibility of a prior breach by an employer.
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Michael L. Hyman is a shareholder with the South Florida law firm of Siegfried Rivera who has focused on community association law since 1970 and is based at the firm’s Coral Gables office.
In the nine years since, the company has won an additional eight contracts in Florida, bringing 4,100 more youths through its facilities, according to state records. All the while, complaints of abuse and neglect have remained constant. Florida leads the nation in placing state prisons in the hands of private, profit-making companies.
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The injunction was in response to a group of more than 170 city and town officials who claimed the rule — nicknamed Form 6 after one of the disclosure forms — violated the First Amendment and ...