Search results
Results from the WOW.Com Content Network
The Texas State Securities Board is a Texas state agency headquartered in Austin, Texas.. The board enforces the Texas Securities Act (TEX. REV. CIV. STAT. ANN. art. 581–1) and maintains programs for enforcement, registration of securities, registration of securities dealers, investment advisers, and agents, and inspections of registered firms.
This is a list of law enforcement agencies in the U.S. state of Texas. According to the US Bureau of Justice Statistics' 2008 Census of State and Local Law Enforcement Agencies, the state had 1,913 law enforcement agencies, the most of any state. These agencies employed 59,219 sworn police officers, about 244 for each 100,000 residents. [1]
The following is a list of Texas state agencies. List of agencies ... Texas Commission on Law Enforcement Officer Standards and Education; ... Texas State Securities ...
The Texas State Securities Board (SSB) issued a total of 16 orders against suspected cryptocurrency scam investments in 2018, the regulator revealed in its 2018 Enforcement Report published on Feb. 7.
As Paxton was running for his first term as attorney general, the Texas State Securities Board in May 2014 reprimanded Paxton and assessed him a $1,000 administrative fine for failing to register ...
The Uniform Securities Agent State Law Exam is written by NASAA and administered by FINRA. Representative of the nature of its activities are its frequent warnings regarding investment fraud, [1] its focus on the tax advantages of college plans, [2] and its involvement in naked short selling litigation aimed at the Depository Trust and Clearing ...
The director of enforcement for the Texas State Securities Board has announced that state regulators are investigating multiple celebrity endorsers tied to the FTX trading platform.
Texas Department of Public Safety (1 C, 5 P) Pages in category "State law enforcement agencies of Texas" The following 5 pages are in this category, out of 5 total.