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  2. Series 7 exam - Wikipedia

    en.wikipedia.org/wiki/Series_7_Exam

    The Series 7 is a three-hour, forty-five-minute exam. [1] It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams. [9] Average study time is between 80 and 150 hours depending on current financial knowledge. [10]

  3. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam ...

  4. What Is the Series 7 License? - AOL

    www.aol.com/news/series-7-license-191945596.html

    The Series 7 license allows professionals to sell securities in the U.S. To obtain it, they must pass a rigorous exam covering various financial topics. Financial Industry Regulatory Authority ...

  5. Series 7 Exam: Qualifications and Preparation - AOL

    www.aol.com/news/series-7-exam-qualifications...

    Passing the Series 7 exam registers you to sell and trade most securities as a financial services professional. The exam covers several topics including investment products and their potential ...

  6. An Advisor's Guide to the Series 7 License - AOL

    www.aol.com/news/series-7-exam-gateway-many...

    Obtaining the Series 7 license is an important step for many financial advisors on their climb up the career ladder. But clearing this obstacle is not without its challenges.

  7. Registered representative (securities) - Wikipedia

    en.wikipedia.org/wiki/Registered_representative...

    Some state laws and broker/dealer policies also require the Series 63 examination (known as the Uniform Securities Agent State Law Exam). [ citation needed ] [ 1 ] A registered representative ("RR" or "rep" or "broker") is authorized to sell a large array of securities such as stocks, bonds, options, mutual funds, limited partnership programs ...

  8. Series 7 - Wikipedia

    en.wikipedia.org/wiki/Series_7

    Series 7 exam, officially the General Securities Representative Exam, the most comprehensive financial securities exam offered by the FINRA; Series 7: The Contenders, a movie made in 2001. This film is also commonly referred to as Series 7; Series 7 or Series VII, a size of Photographic Filter used on cameras and other optical devices

  9. Uniform Securities Agent State Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Securities_Agent...

    The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by North American Securities Administrators Association (NASAA) and is administered by the Financial Industry Regulatory Authority (FINRA). The examination is designed to qualify candidates as securities agents in the United States; nearly ...

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