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An accredited or sophisticated investor is an investor with a special status under financial ... Presently holders in good standing of the Series 7, Series 65, ...
Others who qualify as an accredited investor include: Professionals with a Series 7, Series 65 or Series 82 certification. SEC-registered investment advisors and broker-dealers.
Series 7 – General Securities Representative Exam (Stockbroker) Series 11 – Assistant Representative ... CPA-10 (Securities Representative - for Retail Investors)
Each Series 65, Uniform Investment Adviser Law Examination, contains a total of 140 questions. One hundred thirty (130) of the questions count toward whether the candidate passes or fails the Series 65 exam. The other 10 questions are pretest and could appear in any position within the exam but do not count towards the final grade.
Accredited investors can become the landlord of Walmart, Whole Foods or Kroger — and benefit from regular distributions without lifting a finger. Here’s how
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The U.S. Securities and Exchange Commission (SEC) requires that an entity meet one of the following requirements to qualify as a QIB: . Any of the following entities, acting for its own account or the accounts of other QIBs, that in the aggregate owns and invests on a discretionary basis at least $100 million in securities of issuers that are not affiliated with the entity:
SoFi was founded in 2011 as a student loan refinancing company. In 2019, SoFi — , short for Social Finance — expanded into investment services, offering a user-friendly platform to new investors.
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related to: accredited investor series 7 review