enow.com Web Search

Search results

1. Results from the WOW.Com Content Network

2. How to get a business credit card with an EIN only - AOL

   www.aol.com/finance/business-credit-card-ein...

   This means that even though you’ll have to list your SSN on your business card application, a card like the CitiBusiness® / AAdvantage® Platinum Select® Mastercard®* or the Bank of America ...

3. What is an Investment Advisor Representative? - AOL

   www.aol.com/news/investment-advisor...

   An investment advisor representative (IAR) helps advisory firms offer financial advice to investors. If you're looking for assistance with your investments, you may consider working with an IA.

4. Registered investment adviser - Wikipedia

   en.wikipedia.org/wiki/Registered_investment_adviser

   An investment adviser is defined by the Securities and Exchange Commission as an individual or a firm that is in the business of giving advice about securities. However, an RIA is the actual firm, while the employees of the firm are called Investment Adviser Representatives (IARs). Registered investment adviser firms receive compensation in the ...

5. Stockbroker - Wikipedia

   en.wikipedia.org/wiki/Stockbroker

   An individual employed by an investment firm must complete the National Institute of Securities Markets (NISM) exam and apply to SEBI for registration as an Investment Advisor. [15] Stock market advisory and research services are highly regulated in India. Only SEBI registered stock advisory and investment research analysts are allowed to do so.

6. Series 7 exam - Wikipedia

   en.wikipedia.org/wiki/Series_7_Exam

   In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and variable contracts.

7. What is an investment advisor and what do they do? - AOL

   www.aol.com/finance/investment-advisor-191437947...

   When looking for an investment advisor, consider organizations such as the Financial Planning Association, the National Association of Personal Financial Advisors, or the CFP Board, where you can ...