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  2. Why Super Micro Computer Stock Sank Today - AOL

    www.aol.com/why-super-micro-computer-stock...

    The company's share price closed out the daily session down 6.3%. ... Missing the filing deadline likely stems from Ernst & Young (EY) resigning as the company's financial auditor in October ...

  3. SEC hints at last-second approval of Ethereum ETFs, but ‘no ...

    www.aol.com/finance/sec-hints-last-second...

    Would-be issuers of Ethereum ETFs are scrambling to meet the SEC's last-minute requests ahead of Thursday's deadline. ... to an S-1 update filed to the SEC early Tuesday. In previous filings, the ...

  4. Form 8-K - Wikipedia

    en.wikipedia.org/wiki/Form_8-K

    This is one of the most common types of forms filed with the SEC. After a significant event like bankruptcy or departure of a CEO , a public company generally must file a Current Report on Form 8-K within four business days to provide an update to previously filed quarterly reports on Form 10-Q and/or Annual Reports on Form 10-K .

  5. Musk has until Monday to respond to SEC Twitter settlement ...

    www.aol.com/news/us-sec-extended-timeline-musk...

    The U.S. Securities and Exchange Commission has given Elon Musk until Monday to respond to an offer to resolve a probe into the billionaire's $44-billion takeover of Twitter in 2022, a source ...

  6. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  7. Schedule 13D - Wikipedia

    en.wikipedia.org/wiki/Schedule_13D

    Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company. A filer must promptly update the Schedule 13D filing to reflect any material change in the facts disclosed ...

  8. Form 13F - Wikipedia

    en.wikipedia.org/wiki/Form_13F

    In 2015, the New York Stock Exchange and the National Investor Relations Institute submitted a petition to the SEC supporting a requirement for disclosure of short positions on Form 13F. [ 6 ] Form 13F is required to be filed within 45 days of the end of a calendar quarter, or if that day falls on a Saturday, Sunday or holiday, the deadline is ...

  9. Form S-1 - Wikipedia

    en.wikipedia.org/wiki/Form_S-1

    Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.