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The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds. It was passed as a United States Public Law ( Pub. L. 76–768 ) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1 – 80a-64 .
The law provides in part: § 80b–1. Findings Upon the basis of facts disclosed by the record and report of the Securities and Exchange Commission made pursuant to section 79z–4 of this title, and facts otherwise disclosed and ascertained, it is found that investment advisers are of national concern, in that, among other things—
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
Download QR code; Print/export Download as PDF; Printable version; In other projects ... Selective Training and Service Act of 1940; Servicemembers Civil Relief Act;
On his electronic devices, they found hundreds of images of his sleeping wife being abused by himself and dozens of men. It was a horrifying end to what Gisele Pelicot thought was a happy, five ...
Revisit: Vintage Christmas Window Displays H. Armstrong Roberts/ClassicStock - Getty Images No holiday shopping season would be complete without festive window displays.
Securities and Exchange Commission (SEC) logo. The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC).
From January 2008 to December 2012, if you bought shares in companies when John S. Brinzo joined the board, and sold them when he left, you would have a -19.4 percent return on your investment, compared to a -2.8 percent return from the S&P 500.