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  2. Proxy statement - Wikipedia

    en.wikipedia.org/wiki/Proxy_statement

    A proxy statement is a statement required of a firm when soliciting shareholder votes. [1]: 10 This statement is filed in advance of the annual meeting.The firm needs to file a proxy statement, otherwise known as a Form DEF 14A (Definitive Proxy Statement), with the U.S. Securities and Exchange Commission.

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  4. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...

  5. IP Veteran Jeff Ronaldi Appointed CEO of Lexington Technology ...

    www.aol.com/news/2012-11-20-ip-veteran-jeff...

    In connection with the proposed transaction, DSS will file with the SEC a Registration Statement on Form S-4 containing a proxy statement/prospectus. The proxy statement/prospectus will contain ...

  6. Starbucks CEO Brian Niccol earned a $5 million bonus after 1 ...

    www.aol.com/finance/starbucks-ceo-brian-niccol...

    An SEC filing seen by Fortune reveals Niccol's sign-on bonus to join the brand, jumping ship from Chipotle, included a signing bonus of $10 million. ... The proxy statement reads that this, again ...

  7. Regulation S-K - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-K

    Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).

  8. Despite previous threats, UnitedHealthcare CEO Brian ... - AOL

    www.aol.com/news/despite-previous-threats-united...

    Two of UnitedHealthcare's peers, Humana and Cigna, both said in their most recent proxy statements that they provide personal security to executives. SEC records, though, did not disclose which ...

  9. Proxy firm - Wikipedia

    en.wikipedia.org/wiki/Proxy_firm

    However, in 2022 the SEC adopted certain amendments that rescinded those rules, including: Rule 14a-2(b)(9)(ii), and related safe harbors and exclusions, which provided proxy voting advisory businesses with two conditions for exemption from the proxy rules’ information and filing requirements:

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    related to: proxy statements sec filings