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  2. Serve Californians by effectively overseeing financial service providers; enforcing laws and regulations; promoting innovation and fair and honest business practices; enhancing consumer awareness; and protecting consumers by preventing potential marketplace risks, fraud, and abuse.

  3. The Department of Financial Protection and Innovation (DFPI) Self-Service Portal offers convenient online services to consumers and companies and individuals seeking to obtain a license from DFPI.

  4. Division of Corporations and Financial Institutions - DFPI

    dfpi.ca.gov/about/dfpi-divisions-and-offices/division-of-corporations-and...

    Serve Californians by effectively overseeing financial service providers; enforcing laws and regulations; promoting innovation and fair and honest business practices; enhancing consumer awareness; and protecting consumers by preventing potential marketplace risks, fraud, and abuse.

  5. Archives: Actions and Orders - DFPI

    dfpi.ca.gov/actions_and_orders

    Serve Californians by effectively overseeing financial service providers; enforcing laws and regulations; promoting innovation and fair and honest business practices; enhancing consumer awareness; and protecting consumers by preventing potential marketplace risks, fraud, and abuse.

  6. Serve Californians by effectively overseeing financial service providers; enforcing laws and regulations; promoting innovation and fair and honest business practices; enhancing consumer awareness; and protecting consumers by preventing potential marketplace risks, fraud, and abuse.

  7. Effective July 1, 2013, the Department of Corporations (DOC) and the Department of Financial Institutions (DFI) merged to form the Department of Business Oversight (the DBO), which reported to a newly formed Business, Consumer Services & Housing Agency.

  8. STATE OF CALIFORNIA Department of Business Oversight

    dfpi.ca.gov/wp-content/uploads/sites/337/2020/09/DBO-News-Release-DFPI-9.25...

    Starting January 1, 2021, the department will have new regulatory powers to protect consumers from unfair, deceptive or abusive practices committed by currently unlicensed financial services or products, including credit reporting bureaus and credit repair agencies.

  9. Serve Californians by effectively overseeing financial service providers; enforcing laws and regulations; promoting innovation and fair and honest business practices; enhancing consumer awareness; and protecting consumers by preventing potential marketplace risks, fraud, and abuse.

  10. The Escrow Law protects members of the public who entrust their money or other assets to independent escrow agents in California. Through licensing, regulation, and oversight of these agents, DFPI supports a healthy and trusted financial marketplace.

  11. State Licensed Investment Adviser - DFPI - The Department of...

    dfpi.ca.gov/regulated-industries/broker-dealers-and-investment-advisers/state...

    Serve Californians by effectively overseeing financial service providers; enforcing laws and regulations; promoting innovation and fair and honest business practices; enhancing consumer awareness; and protecting consumers by preventing potential marketplace risks, fraud, and abuse.