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  2. Uniform Combined State Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Combined_State_Law...

    The Uniform Combined State Law Examination also called the Series 66 exam is designed to qualify candidates as both securities agents and investment adviser representatives in the United States. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA).

  3. Uniform Investment Adviser Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Investment_Adviser...

    Uniform Investment Adviser Law Examination, also called the Series 65 exam, is a test taken by individuals in the United States who seek to become licensed investment adviser representatives. The exam covers topics necessary to provide investment advice to clients.

  4. Uniform Securities Agent State Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Securities_Agent...

    The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by North American Securities Administrators Association (NASAA) and is administered by the Financial Industry Regulatory Authority (FINRA). The examination is designed to qualify candidates as securities agents in the United States; nearly ...

  5. What Is the Series 66 License? - AOL

    www.aol.com/news/series-66-license-181621321.html

    The Series 66 license is required to work as an investment advisor in the United States. To obtain it, you must pass a rigorous exam covering methods of delivering investment advice and other topics.

  6. The S&P 500 Recently Hit Another Record High. Should ... - AOL

    www.aol.com/p-500-recently-hit-another-121500108...

    After declining by over 18% in 2022, the S&P 500 has been on a roll for the past two years. In 2023, the U.S. stock market's most important index gained over 24%, and so far in 2024 it has gained ...

  7. Kent State with loss to Buffalo could complete the worst ...

    www.aol.com/kent-state-loss-buffalo-could...

    Editor's note: Kent State lost to Buffalo 43-7 on Tuesday night to finish the season 0-12. Running back Jaylen Thomas’ 23-yard touchdown run with 2:28 left in the third quarter put the finishing ...

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