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  2. Form 13F - Wikipedia

    en.wikipedia.org/wiki/Form_13F

    Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, [1] by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. [2] Academic researchers make these reports freely available as structured datasets. [3]

  3. Understanding SEC Form 13F - AOL

    www.aol.com/understanding-sec-form-13f-151632837...

    The Securities and Exchange Commission oversees and regulations certain entities that provide financial and investment advice or management services. As part of those regulations, the SEC requires ...

  4. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  5. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...

  6. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    Securities in accordance with Rules 504, 505, and 506 (Regulation D) are considered restricted securities. [3] These restricted securities are often acquired by investors through unregistered or private offerings, meaning the securities cannot be resold for a period of time unless registered with the SEC or it qualifies for an exemption.

  7. Investment Company Act of 1940 - Wikipedia

    en.wikipedia.org/wiki/Investment_Company_Act_of_1940

    The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds.It was passed as a United States Public Law (Pub. L. 76–768) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1–80a-64.

  8. List of assets owned by Berkshire Hathaway - Wikipedia

    en.wikipedia.org/wiki/List_of_assets_owned_by...

    Diversified Holding Company 99% 2008 [43] [44] $4.5 Billion McLane Company: Logistics 100% 2003/05/23 [45] $1.45 Billion [46] Medical Protective: Liability Insurance 100% 2005/06/30 [47] [48] MiTek Materials and Construction 90% 2001/06/12 [49] Other 10% owned by MiTek management National Indemnity Company: Insurance and Finance 100% 1967/03/01 ...

  9. Treasury regulations - Wikipedia

    en.wikipedia.org/wiki/Treasury_regulations

    Section 7805 of the Internal Revenue Code gives the United States Secretary of the Treasury the power to create the necessary rules and regulations for enforcing the Internal Revenue Code. [2] These regulations, including but not limited to the "Income Tax Regulations," are located in Title 26 of the Code of Federal Regulations , or "C.F.R."