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2. Series 6 exam - Wikipedia

   en.wikipedia.org/wiki/Series_6_Exam

   In the United States, the investment company products/variable life contracts representative exam, is commonly referred to as the Series 6 exam. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products: Mutual funds; Closed-end funds on the initial offering only; Unit investment trusts; Variable ...

3. List of securities examinations - Wikipedia

   en.wikipedia.org/wiki/List_of_securities...

   Series 6 – Investment Company and Variable Contracts Exam (Mutual Funds Broker/Variable Annuities) Series 7 – General Securities Representative Exam (Stockbroker) Series 11 – Assistant Representative – Order Processing

4. Series 6: Definition and Exam Information - AOL

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   Continue reading ->The post Series 6: Definition and Exam Information appeared first on SmartAsset Blog. There’s no shortage of required licensing exams for financial professionals. From the ...

5. Uniform Combined State Law Exam - Wikipedia

   en.wikipedia.org/wiki/Uniform_Combined_State_Law...

   The Uniform Combined State Law Examination also called the Series 66 exam is designed to qualify candidates as both securities agents and investment adviser representatives in the United States. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA).

6. A Guide to the Series 99 License and Exam - AOL

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   Continue reading ->The post A Guide to the Series 99 License and Exam appeared first on SmartAsset Blog. They bring clients aboard, receive and deliver funds and assets, collect payments, maintain ...

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8. Series 7 exam - Wikipedia

   en.wikipedia.org/wiki/Series_7_Exam

   The Series 7 is a three-hour, forty-five-minute exam. [1] It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams. [9] Average study time is between 80 and 150 hours depending on current financial knowledge. [10]

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