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The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds. It was passed as a United States Public Law ( Pub. L. 76–768 ) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1 – 80a-64 .
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
A Notice of Proposed Rulemaking (or "NPRM") typically requests public comment on a proposed rule and provides notice of any public meetings where a proposed rule will be discussed. The public comments are considered by the issuing government agency , and the text of a final rule along with a discussion of the comments is published in the ...
The Investment Advisers Act of 1940, codified at 15 U.S.C. § 80b-1 through 15 U.S.C. § 80b-21, is a United States federal law that was created to monitor and regulate the activities of investment advisers (also spelled "advisors") as defined by the law.
Download QR code; Print/export Download as PDF; Printable version; In other projects ... Selective Training and Service Act of 1940; Servicemembers Civil Relief Act;
The Securities Acts Amendments of 1975 is a U.S. federal law that amended the Securities Act of 1933 and the Securities Exchange Act of 1934. [1] It was enacted by the 94th United States Congress and signed into law by President Gerald Ford on June 4, 1975. [ 2 ]
An Act to increase the rates of benefit and contributions payable under the Unemployment Insurance Acts, 1935 to 1939, to amend section thirty-five of the Unemployment Insurance Act, 1935, Part II of the First Schedule thereto, and section thirty-six of the Unemployment Assistance Act, 1934, and for purposes connected with the matters aforesaid.
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